Investors should consider the following factors when seeking to retain an attorney:

1. What specific background does the law firm have in arbitrating securities claims? Experience includes not just the number of clients represented but the number of hearings conducted and the nature of the results obtained. A reputable and experienced firm will be happy to provide you with this information.
2. Is the investor’s entire account being scrutinized or is the claim limited to certain specified stocks? In addition to claims for losses on specific stocks, an investor may have other claims such as churning, unsuitable recommendations, etc. Will the attorneys take the time to fully evaluate the case?
3. Will the attorney you retain be the attorney who tries your case or might it be "farmed out" to another law firm? What kind of regular status reports will your attorney provide; who will be your contact in the firm?
4. Will your case be filed individually or will it be bundled with other customers’ claims in one filing? It is important to understand the possible benefits and detriments of your claim being presented with those of other investors whose cases may involve unique facts.
5. Who has the authority to reject or accept settlement offers? Will you be involved in the process or does the attorney expect to have total control?
6. Has your attorney discussed with you the expenses associated with arbitration such as filing fees, hearing session fees, mediation fees, possible travel to a hearing, etc?

We offer a no-cost initial consultation via telephone on (954) 961-0096 or email askmark@marktepper.com