Aegis Capital losses? Time to File a Claim is Limited
Do you need help to file a claim with FINRA to recover Aegis Capital Losses?
Do you need help to file a claim with FINRA to recover Aegis Capital Losses?
FINRA recently sanctioned Oppenheimer & Co. $2.9 Million for unsuitable sales of Non-Traditional ETFs and related supervisory failures.
Did your broker recommend Direxion Financial Bear 3x (FAZ), Direxion Small Cap Bear 3x (TZA) or Direxion Financial Bull 3x (FAS)? Or did your broker recommend buying or selling put or call options on ETFs like FAZ, TZA or FAS? Or did your broker recommend Proshares VIX Short term (VIXY) or options on VIXY?
As new Exchange Traded Funds (ETFs) hit the market, signaling a continuing public appetite for this type of investment, the law firm of Mark A. Tepper P.A. is alerting investors to their potential risk for less savvy investors.