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Investor Alert

Schwab Yield Plus Select Fund (NASDAQ: SWYSX) and Schwab Yield Plus Fund (NASDAQ: SWYPX)

Charles Schwab Yield Plus investors: Very little time remains to opt out of the Yield Plus Class Action lawsuit and have your case handled individually.

If you do nothing, on December 28, 2009 the Court will permanently include you in the Yield Plus Class Action. If you're included involuntarily by inaction you'll be bound by whatever settlement is achieved rather than being represented individually.

Don’t miss this opportunity to have a free consultation about your legal rights. Call now to (954) 961-0096 to speak with securities fraud attorney Mark A. Tepper or email askmark@marktepper.com



If you purchased the Reserve’s Yield Plus Fund through TD Ameritrade, contact us to discuss your legal recourse. (Ticket symbols are RYPQX:1.00, 0.00, 0.0%; RYPTX: 1.00, 0.00, 0.0%; RYPJX: 1.00, 0.00, 0.0%)



If you lost funds through an investment with Hudson Etienne Sr., (TaxDoctors/Omni Planning Group) and/or Jeffrey Southard and had an account with Ameriprise Financial Services and/or GunnAllen Financial, contact us to evaluate whether you have legal recourse.


If you purchased Kemper Lumberman Notes from Morgan Stanley & Co. or Morgan Stanley Dean Witter, contact us for a free consultation to discuss your legal rights and the possibility of recovery. 


Securities Fraud Attorney Mark A. Tepper has begun investigating the Schwab Yield Plus Select Fund (NASDAQ: SWYSX) and Schwab Yield Plus Fund (NASDAQ: SWYPX), following inquiries from investors who sustained losses in the Schwab Yield Funds.

Charles Schwab (NASDAQ: SCHW) is accused in a number of proposed class actions of misleading investors by describing the Yield Plus Fund in prospectuses as only "marginally" riskier than cash.

Investors in the Schwab Yield Plus Funds who believe that instead of a money market fund they received a mutual fund concentrated in speculative, risky mortgage backed securities and should seek legal advice about their rights.

Investors who lost money in Schwab Yield Plus Funds and who wish discuss all of their legal options including the possibility of filing an individual arbitration claim should contact attorney Mark A. Tepper for a free consultation regarding your legal rights and remedies.  If you had any type of broker problems, you should consult an attorney for advice.

Click here to email askmark@marktepper.com  to confer with Mark A. Tepper about Securities Fraud or telephone our office for your free consultation at (954) 961-0096).

Attention Investors of Evergreen Ultra Short Opportunities Fund

Legal action is being taken against Evergreen Investment Management Co LLC, Evergreen Fixed Income Trust, Evergreen Investment Services, Inc., Evergreen Distributor, Inc., which is now owned by Wachovia Corporation for investments in Evergreen Ultra Short Opportunities Fund known by the following symbols: EUBAX, EUBBX, EUBCX, EUBIX, if you lost money in any of these investments, you should contact an attorney for advice. 

Call Mark A. Tepper, PA for a free consultation.


If you purchased or held Bear Stearns stock, call us for a free consultation to evaluate your claim for damages.

 If you invested in Morgan Keegan income funds (see list below), managed by Fund Manager Jim Kelsoe, you have suffered large losses.  These losses occurred because the funds had too much invested in risky collateralized mortgage, bond, sub prime and derivative securities which was not adequately disclosed.

 RMK High Income Fund (RMH)
 RMK Multi-Sector High Income Fund (RHY)
 RMK Advantage Income Fund (RMA)
 RMK Strategic Income Fund (RSF)
 Regions MK Select High Income -C (RHICX)
 Regions MK Select High Income - A (MKHIX)
 Regions MK Select High Income - I (RHIIX)
 Regions MK Select Intermediate Bond Fund -C (RIBCX)
 Regions MK Select Intermediate Bond Fund- A (MKIBX)
 Regions MK Select Intermediate Bond Fund-I (RIBIX
)

Mark Tepper will personally evaluate your claim and represent you in any claim filed. 
Click here to Contact Us for a free consultation today. 


Mark A. Tepper, Esq., has represented numerous individuals who had, and currently have, securities fraud claims.  If you want an experienced securities fraud lawyer, Click here to Contact Us to ask Mark Tepper About Securities Fraud or telephone our office for your free consultation at (954) 961-0096).

IF YOU WISH TO DISCUSS YOUR INVESTMENT PROBLEM Contact Us to Ask Mark Tepper About Securities Fraud , phone us at (954) 961-0096 for a free consultation or email us directly at askmark@marktepper.com 


The following links will provide information to investors:

Avoiding Scams, an article published by FINRA, outlines and explains the most common and widespread securities frauds:  http://www.finra.org/Investors/ProtectYourself/InvestorAlerts/FraudsAndScams/P118010

NASD fines Morgan Stanley Firms $2.9 Million for Widespread Violations of NASD Rules
NASD Hearing Panel Fines American Funds Distributors $5 Million for Directed Brokerage Violations NASD News Release

Prudential Securities, Inc. Ordered to Pay Regulators $600 Million to Resolve Fraud, Other Charges Relating to Improper Market Timing NASD News Release

Commodity Futures Trading Commission Exposes Fraud
Stock Spams and Scams NASD Investor Information

Analyzing Analyst Recommendations
(from the Securities & Exchange Commission)

Investor Alerts & Tips from the North American Securities Administrators Association (NASAA)


TO SPEAK WITH ONE OF OUR STAFF MEMBERS, CALL (954) 961-0096 NOW!