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"Wachovia Securities, Inc., did not act 'vigorously,' as required by the SEC" - the claim alleges |
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"The message to brokerage houses is loud and clear," - Mark Tepper |
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"The account was traded as if the goal were short-term returns," - Mark Tepper |
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"We're very pleased with the finding by FINRA's arbitration panel in favor of our clients, " - Mark Tepper |
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"UBS misled and enticed her to pay a large fee and abused her trust," - the claim alleges |
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"I don't like to see elderly, vulnerable people allegedly being taken advantage of," - Mark Tepper |
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"An investment product that is difficult to verify as legitimate is not worth the risk," - Mark Tepper |
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"Selling away constitutes a 'failure to supervise' by the firm," - the claim argues. |
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"It's outrageous that seniors are regularly being victimized," - Mark Tepper |
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"UBS enticed her to pay it a lot of money and then abused her trust, " - the claim alleges |
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"This was an elderly attorney who lost irreplaceable capital despite stating in his investment profile that he could "never" afford a capital loss in his portfolio's value." - Mark A.Tepper |
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"All they had to do was ask for the documents," - Mark Tepper |
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"It’s not big money – except to those who lost it" - Mark Tepper |
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"We protect individual investors," - Mark Tepper |
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"This was clearly a case of 'commissions gone wild," - Mark A. Tepper |
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"Far too often the elderly are placed in risky investments and suffer losses needlessly," - Mark A. Tepper |
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"We hope that the full recovery obtained in this case will send a positive message to victims of securities fraud," - Mark A. Tepper |
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""to conceal the devastation caused by his reckless trading, misrepresented that the couple had made a profit,"" - the claim alleges |
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"These were very conservative investors who wanted to preserve [their capital]," - Mark A. Tepper |
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"If your broker doesn’t tell you the full story, or tells you false information or your broker recommends something for you that isn’t right for you, then the broker has engaged in misconduct," - Mark Tepper |
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"I welcome bi-partisan legislation by Florida lawmakers that would bring
harsher penalties to sellers of variable annuities who defraud their clients," - Mark A. Tepper, Esq., |
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"To a lot of the people here, it's been life changing,
" - Mark Tepper |
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"If the arbitration provision was induced by fraud then it would be unenforceable," - Mark Tepper |
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"It wasn't their fault. They trusted a professional who didn't do the right thing." - Mark A. Tepper |
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"confidence men who operate ponzi schemes are unflappable and can talk a hound off a meat wagon" - Mark A. Tepper, Esq., |
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"Merrill Lynch did not fulfill its supervisory responsibility concerning the investment," - the claim alleges |
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"AmTrust Investment Services used a "bait and Switch" tactic" - the claim alleges |
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"Bear Stearns was holding too much illiquid sub-prime or toxic debt" - the claim alleges. |
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"In one calendar year, the claimants' account would have to increase 890%, or nearly 9 times the average monthly equity, just to cover the commission costs," - the claim alleges. |
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"It wasn't until FINRA's confidential investigation uncovered it, that Morgan Stanley acknowledged its fraudulent practices," - Mark A. Tepper |
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"In these uncertain economic times investors seeking higher returns in speculative investments can become victims," - Mark A. Tepper |
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"Mr. Tepper is extremely well-placed to discuss protecting investors against aggressive sales practices by brokers " - NewsMark Public Relations CEO Mark Hopkinson |
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"individual investors have been left to fend for themselves in Wall Street's latest meltdown of auction rate securities, " - Mark A. Tepper |
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"SEC requests information on Morgan Keegan funds" - Investor Alert |
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"We're talking at least $15 million in damages," - Mark Tepper |
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"You could write on a pin what he knew about investing," - Mark Tepper |
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"A broker's duty is to explain the information about an investment product sufficiently so the customer has information to make an educated decision
" - Mark Tepper |
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"We allege that my client, a recent widow, was defrauded by SAMCO which falsified records with the intent to deceive and sold her a CMO portfolio on margin without proper risk disclosure,
" - Mark Tepper |
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"Some brokerage firms have a strong interest in concealing misconduct while they hold themselves out to the public as trustworthy," - Mark Tepper |
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"The staggering percentage of times that arbitrators are not enforcing the 517 statute is appalling," - Mark Tepper |
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"Attorney Mark Tepper brings an integrity and passion to his mission to protect investors who have been victimized by aggressive broker sale tactics," - Mark Hopkinson, CEO NewsMark Public Relations |
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