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Investor AlertLATEST INVESTOR ALERT! ALERTA PARA INVERSIONISTAS!AUCTION RATE SECURITIES INVESTMENTS Did you purchase Auction Rate Securities as a cash equivalent from any of the following brokerage firms: Deutsche Bank, Goldman Sachs, Lehman Brothers, TD Ameritrade, Wachovia, UBS, Merrill Lynch, Citigroup, Morgan Stanley, JP Morgan, E*Trade, Raymond James, among others. Are you frozen in Auction Rate Securities investments? Did your broker tell you that you were investing in cash equivalents such as certificates of deposits or money markets? Do not be embarrassed by being lulled into a false sense of security. Even institutional investors were told that Auction Rate Securities were safe. Certain institutional investors appear to have been bailed out by their brokerage firms leaving individual investors to fend for themselves. Contact us for a free consultation via telephone at (954) 961-0096 or email at askmark@marktepper.com to find out about your legal rights to recover damages including the risk of losing your rights to bring an individual claim. DON’T WAIT, TIME IS OF THE ESSENCE IN ANY SECURITIES PROBLEM. If you purchased or held Bear Stearns stock, call us for a free consultation to evaluate your claim for damages. If you invested in Morgan Keegan income funds (see list below), managed by Fund Manager Jim Kelsoe, you have suffered large losses. These losses occurred because the funds had too much invested in risky collateralized mortgage, bond, sub prime and derivative securities which was not adequately disclosed. RMK High Income Fund (RMH) Mark Tepper will personally evaluate your claim and represent you in any claim filed. FINRA ALERTS (formerly NASD) During the Month of April, 2008, FINRA reported that it fined and/or sanctioned the following firms and/or individuals for violations of the rules and regulations that govern the securities industry (securities fraud): Kensington Capital Group (New York); Merrill Lynch (New York); UBS (New York); Abram Joseph Silver (#1137930) and Jeffrey Mitchel Simon (#2778935) of Kensington Capital Group (New York); and William Anthony Kaso (#3147471, Florida) formally of Assent LLC and Gunnallen Financial During the Month of March, 2008, FINRA reported that it fined and/or sanctioned the following firms and/or individuals for violations of the rules and regulations that govern the securities industry (securities fraud): Evolution Financial Technologies, LLC (New Jersey); Purshe Kaplan Sterling Investments, Inc. (New York); Banc One (merged with JP Morgan Securities, Inc. in 2006); and Louis Michael Nolfo (Boca Raton, Florida) formally with Gunnallen Financial, Inc. If you were involved with any of the above, you should contact us at Mark A.Tepper PA for a personal evaluatation.
KW Brown & Co., 21st Century Investment Advisers and Brown Investments caused investors losses of $200,000 a month for almost four years between 2002 and 2006 according to the ruling by Magistrate Linnea R. Johnson. Click here to read more.
IF YOU WISH TO DISCUSS YOUR INVESTMENT PROBLEM Contact Us to Ask Mark Tepper About Securities Fraud , phone us at (954) 961-0096 for a free consultation or email us directly at mailto:askmark@marktepper.com?Subject=Free%20Consultation Sí usted tiene pregunta con respecto a la ley de valores o fraude de inversión, mande un corre electrónico a askmark@marktepper.com TO SPEAK WITH ONE OF OUR STAFF MEMBERS, CALL (954) 961-0096 NOW! |
