FINRA Disciplinary Actions – April 2016

FINRA Fines, Censures, Orders J.J.B. Hilliard, W.L. Lyons, LLC to pay restitution to customers J.J.B. Hilliard, W.L. Lyons, LLC, a Louisville, KY brokerage firm has been censured, fined $175,000 and ordered to pay $328,491 in restitution to customers by FINRA. In its...