38 Years of Investor Representation Where Experience Matters Most

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Securities Law


The Mark A. Tepper law firm was founded by Ft. Lauderdale, Florida Attorney Mark A. Tepper whose extensive experience as a securities and anti-fraud lawyer is a driving force behind the firm. During his tenure in New York City Mr. Tepper was a former Assistant Attorney General and Chief Trial Counsel at the Bureau of Investor Protection and Securities for the New York Attorney General. As an attorney representing the individual investor for more than 35 years, Mr. Tepper has earned the highly regarded reputation of “Investor Advocate.” He has amassed a solid track record of cases representing investors.

View a Selection of Case Results
New York Times archive link

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Since 1979 Mr. Tepper’s legal expertise has been sought as an expert source for the media including The New York Times, The Miami Herald, The Sun Sentinel, The Daily Business Review, Investment News, Law.com, Financial Planning Magazine and Bank Investment Consultant.  

The Mark A. Tepper law firm specializes in cases involving abusive sales practices in the securities industry. The firm uses mediation, arbitration or litigation, if necessary, to resolve claims on behalf of individual investors who have lost most or all of their money in their retirement savings or other investments, when the broker and/or the firm violates FINRA Rules.

The firm fights on behalf of its clients against  failure by brokers to make suitable recommendations, excessive trading or churning, unauthorized trading, misrepresentation, breach of fiduciary duty, unsuitable recommendations, fraud and negligence. Attorney Mark Tepper represents individual investors with their claims against stockbrokers, broker-dealers, investment banks and other financial management companies.


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